This course provides an overview of the major areas within the FSA’s Conduct of Business Rules (COBS); most notably Client Categorisation, Best Execution, Communicating with Clients including Financial Promotions, Client Agreements and the Suitability and Appropriateness rules. The course aims to provide a high-level introduction to all of these areas, and more, so that, following attendance, delegates will feel familiar with this large, and crucial, part of the FSA Handbook.

Some of the companies attending this course :

Switch Gas and Electric, Sonali Bank (UK) Limited