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Introduction to the FSA's Conduct of Business Rules
This course provides an overview of the major areas within the FSA’s Conduct of Business Rules (COBS); most notably Client Categorisation, Best Execution, Communicating with Clients including Financial Promotions, Client Agreements and the Suitability and Appropriateness rules. The course aims to provide a high-level introduction to all of these areas, and more, so that, following attendance, delegates will feel familiar with this large, and crucial, part of the FSA Handbook.
Course Highlights
- Workshop style training course
- Interactive learning environment
- Maximum of 12 attendees per course
- Taught by a trainer who previously worked for the FSA
- Real-life case studies used
- Constitutes 3 hours of learning for the SII CPD scheme
