The FSA states that transaction reporting plays a key role in the detection of market abuse and in ensuring that market conduct is honest, fair and professional.

Implementation of the MiFID in 2007 harmonised  transaction reporting across the EEA, enabling Regulators to require Firms to submit ‘standardised’ transaction reports so that information exchange can be facilitated between Regulators.

This course will cover a firm’s obligation to make transaction reports, the use of Approved Reporting Mechanisms, the types of instrument that need to be reported and the “Transaction Reporting User Pack”.