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Regulatory Induction - 1 Day Regulatory Induction Programme

This course gives you an introduction to the regulatory environment, and the obligations that apply to you and your organisation under the FSA regulations. The main topics are:

  • An Introduction to the Regulatory Environment
  • Understanding the Compliance Culture
  • An Introduction to the FSA's Conduct of Business Rules
  • Anti-Money Laundering Training

Course Highlights

  • Workshop style training course
  • Interactive learning environment
  • Maximum of 12 attendees per course
  • Real-life examples used
  • Constitutes 6 hours of learning for the SII CPD scheme
On-site training in your office

Discounts

Discounts are available for multi bookings made at the same time and for clients returning to us for in house courses.

Tailored to your needs

Our courses can be tailored to your firm's specific requirements and industry sector.