CCL City Training

Continuing Professional Development

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Anti-Money Laundering Show all Anti-Money Laundering AML : Sanctions Training AML Training - For All Staff AML Training - For All Staff - Refresher AML Training for Legal Professionals AML Training for Legal Professionals - Refresher AML Update for Directors and Senior Managers - 60 Minute Briefing AML: Client Take On - Risk Based CDD AML: PEPs and Sanctions - 90 Minute Briefing Anti-Bribery and Corruption CISI - IOC/IAQ - Combating Financial Crime MLRO - Refresher Training MLRO - Introduction to the Role MLRO Report Writing - Producing the MLRO report to senior management MLROs in legal firms Quarterly Compliance Update Conference Senior Management with Delegated AML Compliance Responsibilities

Compliance Skills Show all Compliance Skills Alternative Investment Fund Managers Directive (AIFMD) - Implementing the CASS Operational Oversight Function (CF10a) : Role and Responsibilities CISI - IOC/IAQ - Global Financial Compliance Client Assets Workshop Compliance Monitoring Compliance Officer (CF10) : Role and Responsibilities Compliance Skills - Writing an effective Compliance Report Regulatory Compliance for the non-retail firm Suitability and Appropriateness: Avoid Mis-selling

FCA/PRA Rules & Regulations Show all FCA/PRA Rules & Regulations Alternative Investment Fund Managers Directive (AIFMD) - Implementing the Approved Persons - 60 Minute Briefing Authorisation and Approved Persons Best Execution Workshop CASS Operational Oversight Function (CF10a) : Role and Responsibilities CISI - IAQ - Introduction to Securities and Investments CISI - IOC/IAQ - Global Financial Compliance Client Assets Workshop Client Categorisation Workshop Conflicts of Interest Workshop Data Security in Financial Services Firms Financial Promotions Workshop Introduction to the Conduct of Business Rules Introduction to the UK regulatory environment Outsourcing Workshop Preparing for a visit from the regulator Principles Based Regulation in Practice Quarterly Compliance Update Conference Regulating Retail Banking Regulatory Compliance for the non-retail firm Regulatory Rules relating to Approved Persons Senior Management Responsibilities under the FCA/PRA Rules (SYSC) Senior Management responsibilities under the regulator's Rules (SYSC) for... Suitability and Appropriateness: Avoid Mis-selling The Market Abuse Regime Training & Competence Obligations Transaction Reporting (Record Keeping) Workshop Treating Customers Fairly (TCF) - The Sixth Principle

Fraud Prevention Show all Fraud Prevention AML : Sanctions Training Anti-Bribery and Corruption CISI - IOC/IAQ - Combating Financial Crime Fraud Prevention Training for All Staff Fraud Prevention Training for Investigating and Prevention Officers Fraud Prevention Update for Directors & Senior Management - 60 Minute Briefing

Risk Management Show all Risk Management CISI - IOC/IAQ - Combating Financial Crime CISI - IOC/IAQ - Global Financial Compliance Demystifying Derivative Instruments Managing Legal Risk Operational Due Diligence for Hedge Funds Risk Management Senior Management Responsibilities under the FCA/PRA Rules (SYSC) Suitability and Appropriateness: Avoid Mis-selling

Senior Management Show all Senior Management Alternative Investment Fund Managers Directive (AIFMD) - Implementing the AML : Sanctions Training AML Update for Directors and Senior Managers - 60 Minute Briefing Anti-Bribery and Corruption Approved Persons - 60 Minute Briefing CASS Operational Oversight Function (CF10a) : Role and Responsibilities CISI - IOC/IAQ - Combating Financial Crime CISI - IOC/IAQ - Global Financial Compliance Compliance Officer (CF10) : Role and Responsibilities Demystifying Derivative Instruments Fraud Prevention Update for Directors & Senior Management - 60 Minute Briefing MLRO - Introduction to the Role New Applicants Quarterly Compliance Update Conference Regulatory Compliance for the non-retail firm Regulatory Rules relating to Approved Persons Senior Management Responsibilities under the FCA/PRA Rules (SYSC) Senior Management responsibilities under the regulator's Rules (SYSC) for... Suitability and Appropriateness: Avoid Mis-selling