CCL City Training

Continuing Professional Development

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Anti-Money Laundering Show all Anti-Money Laundering 60 Minute Briefing - AML Update for Directors and Senior Managers AML: Client Take On - Risk Based CDD Anti-Money Laundering Refresher Training for Legal Professionals Anti-Money Laundering Training - For All Staff Anti-Money Laundering Training for Legal Professionals MLRO - Half Day Refresher Course MLRO - Introduction to the Role - New 1 Day Course MLROs in legal firms Senior Management with Delegated AML Compliance Responsibilities

Compliance Skills Show all Compliance Skills Compliance Monitoring Compliance Skills - Writing an effective report GET LISTENED TO: Credibility & Confidence for Compliance, Internal Audit and... Preparing for an FSA ARROW II Visit The Role of the Compliance Officer

Fraud Prevention Show all Fraud Prevention 60 Minute Briefing - Fraud Prevention Update for Directors & Senior Management Fraud Prevention Training for All Staff Fraud Prevention Training for Investigating and Prevention Officers

FSA Rules & Regulations Show all FSA Rules & Regulations 60 Minute Briefing - Senior Management Arrangements, Systems & Controls... 60 Minute Briefing: Approved Persons Authorisation and Approved Persons Best Execution Workshop Client Assets Workshop Client Categorisation Workshop Conflicts of Interest Workshop Data Security in Financial Services Firms Financial Promotions Workshop Introduction to the FSA's Conduct of Business Rules Outsourcing Workshop Principles Based Regulation in Practice Quarterly Regulatory Roundup Regulating Retail Banking Regulatory Environment - 3 Hour Overview of the UK Regulatory Environment Regulatory Induction - 1 Day Regulatory Induction Programme Senior Manager Arrangements Systems and Controls The Market Abuse Regime Training & Competence Obligations Transaction Reporting (Record Keeping) Workshop Treating Customers Fairly (TCF) - The Sixth Principle

Risk Management Show all Risk Management GET LISTENED TO: Credibility & Confidence for Compliance, Internal Audit and... Managing Legal Risk Operational Due Diligence for Hedge Funds Senior Manager Arrangements Systems and Controls

Senior Management Show all Senior Management 60 Minute Briefing - AML Update for Directors and Senior Managers 60 Minute Briefing - Fraud Prevention Update for Directors & Senior Management 60 Minute Briefing - Senior Management Arrangements, Systems & Controls... 60 Minute Briefing: Approved Persons MLRO - Introduction to the Role - New 1 Day Course New Applicants Senior Manager Arrangements Systems and Controls The Role of the Compliance Officer